Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (2 Nov 2018 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (18 Jun 2015 to 8 Jun 2016)
  • HORIZON FINANCIAL MANAGEMENT LTD (no longer approved here)

    FRN 424740

    • (7)Employed By (11 Jun 2015 to 8 Jun 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at HORIZON FINANCIAL MANAGEMENT LTD

  2. controlled function added: (7)Employed By at HORIZON FINANCIAL MANAGEMENT LTD