Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (19 Oct 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Oct 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Oct 2015 to 8 Dec 2019)
  • BlueCrest Capital Management (UK) LLP (no longer approved here)

    FRN 515304

    • CF4 Partner (18 Mar 2011 to 1 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

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