Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (16 Mar 2021 to 3 Feb 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Aug 2022)
- SMF3 Executive Director (9 Dec 2019 to 23 Aug 2022)
- CF1 Director (24 Nov 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (24 Nov 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.