William Michael Wood

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2021)
- CF30 Customer (17 Jan 2018 to 8 Dec 2019)
HOBART CAPITAL MARKETS LLP (no longer approved here)
FRN 593186
- CF30 Customer (2 Apr 2013 to 31 Oct 2013)
Canaccord Genuity Wealth Limited (no longer approved here)
FRN 194927
- CF30 Customer (1 Nov 2007 to 20 Oct 2008)
- CF26 Customer Trading (19 Dec 2002 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.