William Matterson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [PRA CF] Significant risk taker or Material risk taker (17 Sep 2024 to 14 Jul 2025)
    • [FCA CF] Client dealing (30 Dec 2022 to 14 Jul 2025)
    • [FCA CF] Material risk taker (30 Dec 2022 to 18 Aug 2023)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (5 May 2021 to 29 Dec 2022)
    • [FCA CF] Manager of certification employee (5 May 2021 to 29 Dec 2022)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (23 Oct 2018 to 25 Feb 2021)
    • [FCA CF] Client dealing (15 Jun 2018 to 25 Feb 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 4 Nov 2015)
    • CF21 Investment Adviser (18 Aug 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.