William Marshfield

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Continuity Financial Planning Ltd

    FRN 969868

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 19 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 15 Dec 2022)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (22 Apr 2022 to 11 Oct 2022)
  • Justin Phillips (no longer approved here)

    FRN 585638

    • [FCA CF] Functions requiring qualifications (4 Jan 2021 to 30 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (4 Jan 2021 to 30 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.