William Mark Nichol

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Aug 2020)
    • CF1 Director (AR) (since 10 Jun 2020)
    • CF30 Customer (since 10 Jun 2020)
    • [FCA CF] Functions requiring qualifications (8 Jul 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (8 Jul 2020 to 14 Feb 2021)
    • CF30 Customer (9 Apr 2015 to 8 Dec 2019)
  • Broadmeadows Financial Planning Ltd

    FRN 926900

    • Employed By (since 10 Jun 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (4 Mar 2008 to 11 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

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