Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (3 Oct 2016 to 8 Dec 2019)
    • CF30 Customer (3 Oct 2016 to 8 Dec 2019)
  • Midmar Capital LLP (no longer approved here)

    FRN 519772

    • CF4 Partner (AR) (31 Dec 2015 to 3 Oct 2016)
    • CF30 Customer (31 Dec 2015 to 3 Oct 2016)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF2 Non Executive Director (16 Aug 2010 to 19 Jun 2014)
  • Balderton Capital (UK) LLP (no longer approved here)

    FRN 401005

    • CF30 Customer (15 Jun 2009 to 8 Dec 2019)
    • CF4 Partner (1 Jul 2004 to 31 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.