William Marcus Raymond Ramsay

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

UCAP Asset Management (UK) Ltd
FRN 915248
- [FCA CF] Client dealing (since 10 Mar 2021)
- SMF16 Compliance Oversight (since 3 Aug 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Aug 2020)
- SMF3 Executive Director (since 3 Aug 2020)
- [FCA CF] Material risk taker (23 Aug 2021 to 15 Mar 2022)
EFG Private Bank Limited (no longer approved here)
FRN 144036
- CF1 Director (1 Dec 2001 to 31 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.