William Lyons

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Material risk taker (since 17 Dec 2024)
    • [FCA CF] Manager of certification employee (since 26 Sep 2024)
    • [FCA CF] Algorithmic trading (since 2 Sep 2024)
    • [FCA CF] Client dealing (since 2 Sep 2024)
    • [FCA CF] Material risk taker (11 Aug 2017 to 5 Mar 2019)
    • [FCA CF] Client dealing (13 Jan 2017 to 5 Mar 2019)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Material risk taker (since 17 Dec 2024)
    • [FCA CF] Manager of certification employee (since 26 Sep 2024)
    • [FCA CF] Algorithmic trading (since 26 Feb 2021)
    • [FCA CF] Client dealing (since 13 Jan 2017)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (20 May 2015 to 2 Jun 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 30 Dec 2014)
    • CF21 Investment Adviser (13 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Aug 2005 to 9 Feb 2006)

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Updates to this individual's record on the FCA register.

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