Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 21 Mar 2024)
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • CF30 Customer (29 Sep 2014 to 6 Mar 2016)
  • Jupiter Asset Management Limited (no longer approved here)

    FRN 141274

    • CF30 Customer (17 Nov 2008 to 26 Sep 2014)
    • CF30 Customer (1 Nov 2007 to 30 Oct 2008)
    • CF27 Investment Management (17 Oct 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.