Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (7 Mar 2016 to 31 Dec 2023)
- CF1 Director (29 Sep 2015 to 6 Mar 2016)
- CF3 Chief Executive (29 Sep 2015 to 6 Mar 2016)
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- (264)CF2 Non Executive Director (2 Jul 2009 to 18 Mar 2010)
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- CF30 Customer (27 Mar 2009 to 7 Mar 2010)
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- CF30 Customer (1 Nov 2007 to 7 Mar 2010)
- CF28 Systems and controls (1 Nov 2007 to 19 Jun 2009)
- CF29 Significant management (1 Nov 2007 to 19 Jun 2009)
- CF14 Risk Assessment (17 Sep 2007 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (17 Sep 2007 to 31 Oct 2007)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 31 Oct 2007)
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- CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 17 Sep 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.