William Leslie Day

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [PRA CF] Managing a material risk taker (since 6 Sep 2024)
    • [FCA CF] Manager of certification employee (since 13 Nov 2017)
    • [PRA CF] Significant risk taker or Material risk taker (since 2 Dec 2016)
    • [FCA CF] Client dealing (since 2 Dec 2016)
    • [FCA CF] Material risk taker (since 2 Dec 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 3 Oct 2013)
    • CF21 Investment Adviser (10 Oct 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 3 Oct 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.