Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 24 Sep 2025)
    • CF1 Director (AR) (since 9 Sep 2025)
    • CF30 Customer (since 9 Sep 2025)
    • (1)Employed By (since 9 Sep 2025)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (2 Nov 2022 to 2 May 2023)
    • CF30 Customer (13 Sep 2022 to 2 May 2023)
  • Compass Financial (UK) Limited (no longer approved here)

    FRN 616200

    • Employed By (13 Sep 2022 to 2 May 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.