Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (8 Jan 2024 to 21 Jan 2025)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 8 Mar 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (6 Jul 2016 to 1 Jul 2018)
    • CF30 Customer (17 Apr 2009 to 31 Dec 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (30 Oct 2006 to 11 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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