Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J & E Davy (UK) Limited (no longer approved here)

    FRN 172140

    • [FCA CF] Manager of certification employee (1 Jul 2020 to 31 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2023)
    • CF30 Customer (9 Apr 2013 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 17 May 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 15 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.