Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF1 Director (AR) (20 Aug 2018 to 21 Aug 2019)
    • CF30 Customer (20 Aug 2018 to 21 Aug 2019)
  • Thameside Markets Limited (no longer approved here)

    FRN 814320

    • Employed By (20 Aug 2018 to 21 Aug 2019)
  • CAPSTONE INVESTMENT ADVISORS (UK), LLP (no longer approved here)

    FRN 473282

    • CF30 Customer (2 Jan 2008 to 14 Jul 2011)
    • CF10 Compliance Oversight (2 Jan 2008 to 15 Sep 2008)
    • CF4 Partner (2 Jan 2008 to 30 Jun 2010)
    • CF11 Money Laundering Reporting (2 Jan 2008 to 15 Sep 2008)
    • CF3 Chief Executive (2 Jan 2008 to 24 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.