Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (1 Nov 2007 to 4 Dec 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (30 May 2007 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (19 Apr 2006 to 30 Jan 2007)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF17 Significant Mgt (Other Business Operations) (19 Apr 2006 to 30 Jan 2007)
  • OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED (no longer approved here)

    FRN 171748

    • CF1 Director (14 Mar 2005 to 8 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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