Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ludice Wealth Management Ltd
FRN 948646
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 27 Jun 2022)
- [FCA CF] Client dealing (since 27 Jun 2022)
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- CF30 Customer (1 Aug 2011 to 6 Sep 2013)
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- (19)Employed By (1 Aug 2011 to 6 Sep 2013)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Financial Planning For Professionals Limited
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controlled function added: (19)Employed By at Financial Planning For Professionals Limited