Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 2 Aug 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Sep 2012)
    • CF22 Investment Adviser (Trainee) (20 Feb 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (24 Mar 2003 to 21 Apr 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.