William John Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Equity Release Associates Limited (no longer approved here)
FRN 932793
- [FCA CF] Functions requiring qualifications (6 Apr 2021 to 29 Dec 2023)
Age Partnership Limited (no longer approved here)
FRN 425432
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2021)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (20 Jan 2009 to 10 Jun 2011)
Key Retirement Solutions Limited (no longer approved here)
FRN 224987
- CF30 Customer (1 Nov 2007 to 5 Dec 2008)
- CF22 Investment Adviser (Trainee) (20 Aug 2007 to 31 Oct 2007)
Aviva Investors UK Fund Services Limited (no longer approved here)
FRN 119310
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.