Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 10 Mar 2011)
- CF22 Investment Adviser (Trainee) (22 Dec 2005 to 31 Oct 2007)
- CF10 Compliance Oversight (5 Nov 2003 to 12 May 2004)
- CF1 Director (30 Sep 2002 to 12 Aug 2010)
- CF3 Chief Executive (30 Sep 2002 to 12 Aug 2010)
- CF8 Apportionment and Oversight (30 Sep 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.