Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lowell Financial Ltd (no longer approved here)

    FRN 730175

    • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2022)
    • CF29 Significant management (21 Jun 2017 to 19 Nov 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (26 Jun 2009 to 20 Jun 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 20 Jun 2013)
    • CF21 Investment Adviser (26 Jul 2004 to 31 Oct 2007)
    • CF26 Customer Trading (24 Dec 2003 to 26 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.