Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Responsible for Insurance Distribution (since 1 Nov 2021)
    • SMF16 Compliance Oversight (since 1 Nov 2021)
    • SMF3 Executive Director (since 1 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2021)
    • Responsibility for MCD Intermediation (since 1 Nov 2021)
  • Beneficial Ltd (no longer approved here)

    FRN 736655

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 31 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.