Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • SMF22 Other Local Responsibility (30 Jun 2016 to 1 Feb 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (25 Sep 2006 to 31 Oct 2007)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (25 Sep 2006 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (2 Dec 2002 to 20 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.