Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF22 Other Local Responsibility (30 Jun 2016 to 1 Feb 2018)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (25 Sep 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (25 Sep 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (2 Dec 2002 to 20 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.