Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Significant management (4 Mar 2021 to 1 Dec 2023)
- CF3 Chief Executive (12 Apr 2010 to 27 May 2011)
- CF1 Director (2 Mar 2010 to 9 Sep 2011)
-
- [FCA CF] Client dealing (4 Mar 2021 to 1 Dec 2023)
- [FCA CF] Significant management (4 Mar 2021 to 1 Dec 2023)
- [FCA CF] Manager of certification employee (4 Mar 2021 to 1 Dec 2023)
-
- [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Dec 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
-
- [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Dec 2023)
- [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2023)
- CF30 Customer (4 Apr 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.