Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • [FCA CF] Significant management (4 Mar 2021 to 1 Dec 2023)
    • CF3 Chief Executive (12 Apr 2010 to 27 May 2011)
    • CF1 Director (2 Mar 2010 to 9 Sep 2011)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Client dealing (4 Mar 2021 to 1 Dec 2023)
    • [FCA CF] Significant management (4 Mar 2021 to 1 Dec 2023)
    • [FCA CF] Manager of certification employee (4 Mar 2021 to 1 Dec 2023)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Dec 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Dec 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2023)
    • CF30 Customer (4 Apr 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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