William James Taylor

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (24 Apr 2008 to 31 Dec 2011)
Unwin Financial Services Ltd (no longer approved here)
FRN 188840
- Employed By (26 Feb 2004 to 2 Mar 2005)
Moore & York Financial Services Ltd (no longer approved here)
FRN 215062
- (4)Employed By (5 Nov 2003 to 29 Jan 2004)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF22 Investment Adviser (Trainee) (25 Nov 2002 to 19 Sep 2003)
BA (GI) Limited (no longer approved here)
FRN 117647
- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.