William James Mills

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FIL Investments International

    FRN 122170

    • [FCA CF] Client dealing (since 29 Aug 2022)
  • FIL Investment Advisors (UK) Limited

    FRN 159360

    • [FCA CF] Client dealing (since 29 Aug 2022)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 2 Mar 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 2 Mar 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Mar 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Nov 2004 to 18 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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