Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Richard Hall
FRN 807261
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 7 Jan 2026)
-
- [FCA CF] Functions requiring qualifications (23 Jun 2025 to 4 Aug 2025)
-
- [FCA CF] Functions requiring qualifications (22 Mar 2025 to 20 Jun 2025)
-
- CF30 Customer (14 Dec 2016 to 13 Feb 2018)
-
- CF1 Director (AR) (21 Jun 2016 to 15 Oct 2018)
-
- CF1 Director (AR) (17 Apr 2012 to 17 Apr 2012)
-
- CF1 Director (AR) (17 Apr 2012 to 17 Apr 2012)
-
- CF1 Director (AR) (10 May 2010 to 17 Apr 2012)
-
- Employed By (8 Mar 2010 to 17 Apr 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.