Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Richard Hall

    FRN 807261

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 7 Jan 2026)
  • Red Kite Financial Solutions Limited (no longer approved here)

    FRN 774584

    • [FCA CF] Functions requiring qualifications (23 Jun 2025 to 4 Aug 2025)
  • Laurel Court Associates Limited (no longer approved here)

    FRN 231749

    • [FCA CF] Functions requiring qualifications (22 Mar 2025 to 20 Jun 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (14 Dec 2016 to 13 Feb 2018)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (21 Jun 2016 to 15 Oct 2018)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • CF1 Director (AR) (17 Apr 2012 to 17 Apr 2012)
  • Mortgage Advice Bureau (Derby) Limited (no longer approved here)

    FRN 466154

    • CF1 Director (AR) (17 Apr 2012 to 17 Apr 2012)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (10 May 2010 to 17 Apr 2012)
  • The Affinity Partnership Ltd (no longer approved here)

    FRN 519080

    • Employed By (8 Mar 2010 to 17 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

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