William James Charles Kiely

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 18 Feb 2026)
    • Appointed representative dealing with clients for which they require qualification (since 18 Feb 2026)
    • CF1 Director (AR) (since 17 Feb 2026)
    • CF30 Customer (since 17 Feb 2026)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (4 Jun 2025 to 11 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Feb 2026)
    • CF30 Customer (1 Feb 2016 to 11 Mar 2026)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (3 Jun 2015 to 11 Mar 2026)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (29 Nov 2010 to 28 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.