William James

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGT Wealth Management Limited

    FRN 466684

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 18 Sep 2025)
    • [FCA CF] Client dealing (since 22 Apr 2025)
  • LGT Wealth Management UK LLP

    FRN 471048

    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 1 Nov 2024)
    • [FCA CF] Client dealing (since 16 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 16 Jul 2023)
  • Square Mile Investment Services Limited (no longer approved here)

    FRN 625562

    • [FCA CF] Client dealing (23 Aug 2021 to 24 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.