Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (26 Feb 2009 to 30 Jul 2010)
  • Richard James Consultants (no longer approved here)

    FRN 194939

    • (1)Employed By (8 Nov 2000 to 30 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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