Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WILLIAM H. HOWARD LIMITED (no longer approved here)

    FRN 226154

    • CF11 Money Laundering Reporting (1 Oct 2003 to 30 Dec 2004)
    • CF1 Director (1 Oct 2003 to 30 Dec 2004)
    • CF10 Compliance Oversight (1 Oct 2003 to 30 Dec 2004)
    • CF8 Apportionment and Oversight (1 Oct 2003 to 30 Dec 2004)
    • CF21 Investment Adviser (1 Oct 2003 to 30 Dec 2004)
    • CF3 Chief Executive (1 Oct 2003 to 30 Dec 2004)
  • William H Howard Ltd (U442) (no longer approved here)

    FRN 133614

    • Employed By (2 Jun 1999 to 30 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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