Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 10 Dec 2019)
    • [FCA CF] Significant management (since 10 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF3 Executive Director (9 Dec 2019 to 11 Mar 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Mar 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (28 Jul 2003 to 31 Mar 2009)
    • CF1 Director (28 Jul 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Jul 2003 to 8 Dec 2019)
    • CF21 Investment Adviser (28 Jul 2003 to 31 Oct 2007)
  • Inspirational Financial Management Ltd (no longer approved here)

    FRN 217218

    • (1)Employed By (6 Aug 2002 to 30 Jul 2003)
  • Inspirational Financial Management Ltd. (no longer approved here)

    FRN 195372

    • (1)Employed By (1 May 2001 to 6 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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