Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 5 Dec 2008)
- CF26 Customer Trading (14 Mar 2007 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (13 Jan 2006 to 10 Oct 2006)
- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2006)
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- CF30 Customer (1 Nov 2007 to 5 Dec 2008)
- CF26 Customer Trading (14 Mar 2007 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (13 Jan 2006 to 10 Oct 2006)
- CF21 Investment Adviser (8 Jun 2004 to 30 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.