Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 5 Dec 2008)
    • CF26 Customer Trading (14 Mar 2007 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (13 Jan 2006 to 10 Oct 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2006)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 5 Dec 2008)
    • CF26 Customer Trading (14 Mar 2007 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (13 Jan 2006 to 10 Oct 2006)
    • CF21 Investment Adviser (8 Jun 2004 to 30 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.