William Hall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 7 Sep 2021)
    • [PRA CF] Managing a material risk taker (since 7 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 16 Oct 2020)
    • [FCA CF] Client dealing (since 16 Oct 2020)
    • [FCA CF] Material risk taker (since 16 Oct 2020)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (4 Mar 2020 to 10 Jul 2020)
    • [FCA CF] Client dealing (7 Sep 2016 to 18 Jan 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (23 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.