William Guy Gibson

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Northern Trust Company

    FRN 122020

    • SMF22 Other Local Responsibility (since 1 Jun 2021)
  • Northern Trust Investor Services Limited (no longer approved here)

    FRN 927658

    • SMF3 Executive Director (19 May 2021 to 31 Mar 2023)
  • Northern Trust Securities LLP (no longer approved here)

    FRN 465131

    • SMF9 Chair of the Governing Body (17 Feb 2020 to 8 Jul 2021)
    • SMF27 Partner (9 Dec 2019 to 8 Jul 2021)
    • CF3 Chief Executive (AR) (1 Apr 2016 to 20 Aug 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (25 Jun 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (25 Jun 2007 to 23 Jan 2009)
    • CF21 Investment Adviser (25 Jun 2007 to 31 Oct 2007)
    • CF3 Chief Executive (25 Jun 2007 to 4 Mar 2009)
    • CF4 Partner (25 Jun 2007 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 24 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.