William Graham Shearn

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CORNISH MUTUAL ASSURANCE COMPANY,LIMITED (no longer approved here)
FRN 202099
- SIMF10 Chair of the Risk Committee (7 Mar 2016 to 12 Apr 2016)
- SIMF11 Chair of the Audit Committee (7 Mar 2016 to 12 Apr 2016)
- CF2 Non Executive Director (1 Oct 2010 to 6 Mar 2016)
ECCLESIASTICAL INSURANCE OFFICE PUBLIC LIMITED COMPANY (no longer approved here)
FRN 113848
- CF29 Significant management (1 Nov 2007 to 15 May 2009)
- CF18 Significant Mgt (Insurance Underwriting) (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.