Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 4 Mar 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (19 Nov 2009 to 30 Sep 2018)
    • CF3 Chief Executive (18 Nov 2009 to 8 Dec 2019)
    • CF1 Director (22 Jul 2009 to 8 Dec 2019)
    • CF29 Significant management (22 Jul 2009 to 8 Dec 2019)
    • CF28 Systems and controls (22 Jul 2009 to 8 Dec 2019)
    • [FCA CF] Significant management (since 10 Dec 2018)
    • CF2 Non Executive Director (2 Mar 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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