William Gordon Glebioska

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • D.C. PENSIONS & INVESTMENT LTD

    FRN 195353

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Jul 2021)
    • [FCA CF] Manager of certification employee (since 28 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF1 Director (20 Dec 2018 to 8 Dec 2019)
    • CF30 Customer (16 Mar 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (6 Mar 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Mar 2018 to 8 Dec 2019)
  • Pharon Independent Financial Advisers Limited (no longer approved here)

    FRN 138169

    • CF1 Director (1 Dec 2001 to 18 Oct 2005)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 18 Oct 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

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