William Giles Pendrill

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • 13. Giving personal recommendations on and dealing with derivatives
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [PRA CF] Significant risk taker or Material risk taker (since 4 Mar 2024)
    • [FCA CF] Material risk taker (since 4 Mar 2024)
    • [FCA CF] Manager of certification employee (since 30 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2017)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (18 Jul 2011 to 20 May 2013)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (18 Jul 2011 to 20 May 2013)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (8 May 2008 to 26 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

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