Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Mar 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Mar 2021)
    • CF29 Significant management (7 Feb 2018 to 20 Feb 2018)
    • CF11 Money Laundering Reporting (24 Jul 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Jul 2014 to 8 Dec 2019)
    • CF28 Systems and controls (19 Sep 2013 to 8 Dec 2019)
    • CF30 Customer (7 Jun 2013 to 8 Dec 2019)
  • Savills Investment Management (UK) Limited (no longer approved here)

    FRN 193863

    • CF11 Money Laundering Reporting (22 Jun 2012 to 11 Dec 2012)
    • CF10 Compliance Oversight (22 Jun 2012 to 11 Dec 2012)
    • CF30 Customer (1 Nov 2007 to 11 Dec 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 11 Dec 2012)
    • CF8 Apportionment and Oversight (9 Nov 2004 to 31 Oct 2007)
    • CF3 Chief Executive (9 Nov 2004 to 11 Dec 2012)
    • CF1 Director (7 May 2004 to 11 Dec 2012)
    • CF27 Investment Management (10 Mar 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.