Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 21 May 2025)
    • CF30 Customer (since 14 May 2024)
    • CF1 Director (AR) (since 14 May 2024)
    • [FCA CF] Client dealing (since 15 Apr 2024)
    • (2)Employed By (since 14 May 2024)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • [FCA CF] Significant management (30 Dec 2020 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (30 Dec 2020 to 31 Mar 2022)
    • CF30 Customer (30 May 2018 to 8 Dec 2019)
  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • CF30 Customer (6 Aug 2012 to 31 Jan 2016)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF30 Customer (1 Nov 2007 to 28 Feb 2012)
    • CF21 Investment Adviser (25 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.