Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Ennismore Fund Management Limited
FRN 188574
- SMF1 Chief Executive (since 3 Jan 2023)
- [FCA CF] Material risk taker (since 16 Aug 2022)
- SMF9 Chair of the Governing Body (9 Dec 2019 to 3 Jan 2023)
- CF2 Non Executive Director (22 Nov 2019 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 22 Nov 2019)
- CF13 Finance (22 Aug 2003 to 20 May 2004)
- CF3 Chief Executive (1 Dec 2001 to 20 Mar 2018)
- CF10 Compliance Oversight (1 Dec 2001 to 20 May 2004)
- CF11 Money Laundering Reporting (1 Dec 2001 to 20 May 2004)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 22 Nov 2019)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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