Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- [FCA CF] Significant management (since 19 Aug 2022)
- [FCA CF] Client dealing (since 19 Aug 2022)
- CF30 Customer (since 27 Apr 2021)
- CF1 Director (AR) (since 27 Apr 2021)
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10Dynamics Limited
FRN 947302
- (1)Employed By (since 27 Apr 2021)
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- CF30 Customer (1 Nov 2007 to 28 Feb 2013)
- CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.