Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 1 Mar 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 12 Dec 2017)
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William Wilson Wealth Management Limited
FRN 571688
- Employed By (since 12 Dec 2017)
- Employed By (25 Jan 2012 to 2 Jul 2012)
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- CF30 Customer (13 Jan 2011 to 30 Nov 2011)
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- Employed By (23 Jun 2009 to 31 Dec 2010)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2001)
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- (38)Employed By (13 Jul 2001 to 24 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.