Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Polar Capital LLP (no longer approved here)

    FRN 438046

    • [FCA CF] Client dealing (1 Apr 2020 to 30 Jun 2021)
    • CF4 Partner (24 Jun 2016 to 31 Mar 2019)
    • CF30 Customer (8 Oct 2010 to 8 Dec 2019)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF30 Customer (1 Jun 2009 to 1 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.