William Faison

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bank of America, N.A. (no longer approved here)
FRN 124642
- [FCA CF] Material risk taker (23 Oct 2018 to 9 Oct 2020)
- [FCA CF] Client dealing (3 Jan 2017 to 25 Feb 2021)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (8 Feb 2016 to 20 Oct 2016)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (28 Nov 2008 to 1 Oct 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.