Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (28 May 2025 to 22 Dec 2025)
- [FCA CF] Functions requiring qualifications (25 May 2025 to 22 Dec 2025)
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- [FCA CF] Functions requiring qualifications (16 Apr 2021 to 29 Jul 2021)
- [FCA CF] Client dealing (16 Apr 2021 to 29 Jul 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 May 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 May 2025)
- CF30 Customer (29 Oct 2018 to 8 Dec 2019)
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- CF30 Customer (1 May 2017 to 19 Jan 2018)
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- [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2016)
- CF30 Customer (9 Aug 2010 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2003)
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- CF30 Customer (31 Jul 2008 to 2 Jun 2010)
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- CF30 Customer (1 Nov 2007 to 13 May 2008)
- CF21 Investment Adviser (30 Aug 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.