William Earner

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Connect Ventures LLP (no longer approved here)
FRN 582584
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Aug 2020)
- SMF27 Partner (9 Dec 2019 to 6 Aug 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 6 Aug 2020)
- CF11 Money Laundering Reporting (17 Jan 2013 to 8 Dec 2019)
- CF4 Partner (17 Jan 2013 to 8 Dec 2019)
- CF30 Customer (17 Jan 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (17 Jan 2013 to 8 Dec 2019)
- CF10a CASS Oversight function (17 Jan 2013 to 8 Dec 2019)
Amadeus Capital Partners Limited (no longer approved here)
FRN 185291
- CF30 Customer (1 Nov 2007 to 31 Dec 2010)
- CF27 Investment Management (30 Jan 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.